68 of 2008: Consumer Protection Act, 2008. 6. CONTACT PERSONS ... BAFIA means the Banking and Financial Institutions Act 1989. The discharge is also regulated under Regional Water Board Order No. ], Capital Markets And Services Act 2007 (Order, Schedule, Regulation, Amendments, Appointment Of Date Of Coming Into Operation). It is hereby notified that the President has assented to the following Act, which is hereby published for general information:– No. CMSA - Capital Markets and Services Act 2007. 0000007119 00000 n Rules on Trading in Unlisted Securities. 8 of 1999, Act No. 76 of 22 August 2007 Proclaimed by [Proclamation No. �lv ����� ��"AxY���yV�̱��v��Pe`��S2l�^�ڕ1�R�O#��l�R�İp��Q捳A�D �7p of 2006 and 1 of 2007 are superseded by the Directives referred to in paragraph 3 above with effect from the Effective Date. Capital Markets and Services Act 2007 (Act 671) : incorporating latest amendment – Act A1437/2012; P.U. 0000008132 00000 n Finance Management Act with its executive authority vested in the Minister. (A)233 /2016 (C.I.F: 5 September 2016), Capital Markets and Services (Fees) (Amendment) Regulations 2016, Incorporating latest amendment – P.U. The Colleges of Medicine of South Africa oversee the postgraduate specialisation of South African doctors. Companies Act - means Companies Act 2016 and includes any statutory amendment or re-enactment thereof. CMSA CMSL . Cooling-Off Right The right of the Unit Holders to obtain a refund of his ... varied, modified, updated and/or superseded from time to time). 1.4 This policy document sets out– (a) considerations under the law in assessing an application for a licence set out in paragraph 1.2; (b) the application procedure, including arrangements to submit an 0000002266 00000 n The BMSMA comes under the purview of the Ministry of National Development … (3) The Service must establish a national head office and, where necessary, regional offices. xref Functions of Service 4. 0000004550 00000 n THE FINANCIAL SERVICES ACT 2007 Act No. Deposit - As per the definition Services Act … 28 September 2007 Please note - “A reference in any enactment to the Financial Services Development Act 2001 shall be construed as a reference to the Financial Services Act 2007”. This page was last edited on 3 July 2020, at 07:48 (UTC). The CMSA offers examinations and regulates post graduate training in all medical specialisations. 0000004014 00000 n (1) The Service must— 1804 0 obj <> endobj AMCON Act (2010) Companies & Allied Matters Act. The key sections covering CMSA’s market practice and regulatory work are found below. 21 of 2007] w.e.f. ��qP�*�j:5&����3waC�;�]����"��%x��ޝ��u�194G�಄� The Colleges of Medicine of South Africa oversee the postgraduate specialisation of South African doctors. Capital Markets and Services Act 2007 (Act 671) (Incorporating latest amendment up to P.U. ���1��^~3�� �s@��s�*$����VP���c���a��;9ʝ�h����v�ݑ`�6m? (A) 197/2019 (C.I.F 18 July 2019, Capital Markets And Services (Prescription Of Securities) 0000001811 00000 n and about the organisational structure of the CMSA. the Capital Markets and Services Act 2007 (CMSA) or approved by the Labuan Financial Services Authority. CMSA 2007 Capital Markets and Services Act 2007 Cooling-Off Period A period where a Unit Holders is allowed to exercise the Cooling-Off Right. Rules on Securitization. 0000004863 00000 n Registrars want and need feedback on their clinical practice in order to learn. P*d����\5�"`Cz-ڀ�'�D���p9Ʊ�l2�%SPdgZ�Z�↣J- ����(F�uC6��RY@�5n���:������sRě*�QEq0H ... BAFIA means the Banking and Financial Institutions Act 1989. 1827 0 obj<>stream Capital Market and Securities Act is formed by repeal the Securities Act 1983 (SIA) and Future industry Act 1993 (FIA). 0000003638 00000 n AIDS HELPLINE: 0800-123-22 Prevention is the cure . (A) 328/2014 (CIF:  12 December 2014), Incorporating latest amendment – P.U. 0000004275 00000 n CMSA - Capital Markets and Services Act 2007. (A) 135/2009 (CIF: 1 October 2010), Capital Markets and Services (Capital Market Compensation Fund)(Contribution)(Amendment) Order 2019, Incorporating latest amendment – P.U. CMSA - means Capital Markets and Services Act 2007 and includes any statutory amendment or re-enactment thereof. Capital market--Law and legislation--Malaysia. (A) 481/2012; ISBN 978-983-9386-72-1 I. 0000001596 00000 n means the Capital Markets and Services Act 2007. means … Please note that most Acts are published in English and another South African official language. CA0038849), as amended by Order No. 0000003166 00000 n 5/2007 are superseded by the Directives referred to in paragraph 3 above with effect from the Effective Date. The Investments & Scurities Act (2007) The Pension Reform Act (2014) Rules on National Investor Protection Fund. this information memorandum, if furnished to you, is strictly for your own use and is not to be circulated to any other party. 0000007632 00000 n CMSA CMSL . 0000000795 00000 n trailer "aq{;$������0ֶ{���-��oWzBm�.xD�$��A���&(+;�I��W������~F� �~s@'{�#�1�lƙ#B0���gT$R)A`�0�̑��ŝjL��lAH���a^:̳���8G)cD� so{�] ���,l���"N���C��@�cpi���V��ΗUa���'2�A'��Oyq۔�[����$�o;oZ]:�yب���r���2�8�hX/�ҡ���;�z��zY��lFS�(�-1� ��VՓ�*k�wЕ�ѳ�;�� xz��yg6�C9;��6�C�_��ː�����[����ˆ]��KTf���3�A�8��}[]����G��E�s���Z�[�s~�kTk@{�x0�0&�N�f�wz�6m9Օ�U��v�Iwo���{�9�^l�#� United States. Distributors - Any relevant persons and bodies appointed by us from time to time, who are responsible for selling Securities Commission Act 1993 (SCA), Capital Markets and Services Act 2007 (CMSA) and Securities Industry (Central Depositories) Act 1991 (SICDA). x���A �4�- ��`��}������hKs�! (A) 221/2016 (CIF: 15 August 2016), Capital Markets and Services (Amendment) Regulations 2016, Capital Markets and Services (Reporting of Substantial Shareholding) (Revocation) Regulations, Incorporating latest amendment – P.U. 0000004628 00000 n 0000005498 00000 n (A) 335/2010 & P.U. Company - HSBC Portfolios; an investment company (Société d'Investissement à Capital Variable) incorporated in the Grand Duchy of Luxembourg and qualifies as an Undertaking for Collective Investment in Transferable Securities ("UCITS") complying with the provisions of Part I of the 2010 Law. 0000004504 00000 n H���A��0����QN��6�i�K���i��{��(x� D؛���I˦U��ϖg��7&�oޔQƘ UB/���Q 6 of 2009.] <<62721DDBADD03341A05E47A33C37F9A7>]>> %PDF-1.4 %���� endstream endobj 1805 0 obj<>/Metadata 196 0 R/PieceInfo<>>>/Pages 188 0 R/PageLayout/OneColumn/OCProperties<>/StructTreeRoot 198 0 R/Type/Catalog/LastModified(D:20070913143433)/PageLabels 186 0 R>> endobj 1806 0 obj<>/PageElement<>>>/Name(HeaderFooter)/Type/OCG>> endobj 1807 0 obj<>/Font<>/ProcSet[/PDF/Text]/Properties<>/ExtGState<>>>/Type/Page>> endobj 1808 0 obj<> endobj 1809 0 obj<> endobj 1810 0 obj<> endobj 1811 0 obj[/ICCBased 1825 0 R] endobj 1812 0 obj<> endobj 1813 0 obj<> endobj 1814 0 obj<> endobj 1815 0 obj<> endobj 1816 0 obj<> endobj 1817 0 obj<>stream information in this document is subject to change from time to time as we and/or mercury securities shall deem fit. An Act to establish a Capital Markets and Securities Authority for the purposes of promoting and facilitating the development of an orderly, fair and efficient capital market and securities industry in Tanzania, to make provisions with respect to If an internal link led you here, you may wish to change the link to point directly to the intended article. endstream endobj 1826 0 obj<>/Size 1804/Type/XRef>>stream Market and Services Act 2007 (CMSA); (b) carry on money services business2; (c) carry on custodial and clearing services for securities; (d) carry on merchant acquiring services; and (e) subject to paragraph 9.3, sell insurance or takaful products on behalf of a licensed insurer or licensed takaful operator, as the case may be. R2-2011-0012, which superseded all requirements on mercury and polychlorinated biphenyls (PCBs) from wastewater discharges. endstream endobj 1818 0 obj<>stream %%EOF !�*�W�;N�-0y�E8&y��܎���?� x�$}����-�`�]��dS��ܥ,6����&{�x�.c�qO�A�r�܎��3�' (�=�/Sq��k�#%�t30l��Y�s��ٻgs�ܙ�3g�ܹȝ�(0{�]lL�2�M2* 0000002627 00000 n 0000009266 00000 n Any company that has created a charge over its assets is also ineligible. compliance officer The establishment of the Association became imperative due to the requirement to register with the Nigerian Securities and Exchange Commission (“SEC”) as Capital Market expert or professional, pursuant to Sections 29 and 30 of the Investments and Securities Act 1990 (the ISA) now Section 38 of ISA 2007 and Rule 38 of the SEC Rules and Regulations. ʉE�ch�� g�����o��-��vG�p��A��v~hܶ�/N��Q�6�E ���m�� $> 0000008724 00000 n This Order does not affect the mercury and PCBs permit. 1.— (1) Except as otherwise expressly provided in this Act, notice of a general meeting of a management corporation or subsidiary management corporation shall be served on each subsidiary proprietor who is a member thereof and on the first mortgagee of a lot, as ascertained from the strata roll, at least 14 days before the meeting. Deed - The principal and any supplemental deed in respect of the Fund made between us and the Trustee, in which Unit holders agree to be bound by the provisions of the Deed. "�i�W�}��0`��3ؽ�8��ț�6��E��O�i� u�5eWŕ��� PឝпN'ſi�o C���IaL[� 0 6. &�b0�]��q'. means the Capital Markets and Services Act 2007. means Capital Markets Services Licence. Building Maintenance & Strata Management Act (BMSMA) The Building Maintenance and Strata Management Act (BMSMA) and its subsidiary legislations, except the provisions on stage development, came into operation on 1st April 2005.The provisions on staged development will come into force on a date to be announced. Deed - The principal deed and all supplemental deed in respect of the Fund made between us and the Trustee, in which the Unit holders agree to be bound by the provisions of the Deed. Further, under the CMSA, the SC has authority to make binding regulations, as well as issue guidelines and practice `��9��L�8u�v�S�BHN����`k���h*(�Ǘڟ�ҟ��u�P_�w^��l��7[���l��KX������7S vi (A) 89/2018) (pdf), Capital Market & Services Act (Unammended Principal Act (Original) (pdf), Capital Markets And Services (Amendment) Act 2012, Capital Markets And Services (Amendment) Act 2011, Capital Markets And Services (Amendment) Act 2010, Capital Markets and Services (Fees) (Amendment) Regulations 2017, Capital Markets and Services (Capital Market Compensation Fund) (Contribution) (Exemption) Regulations 2016, Capital Markets and Services (Private Retirement Scheme Industry)(Fees)(Amendment) Regulations 2015, Capital Markets and Services (Fees) (Amendment) Regulations 2015, Capital Markets and Services (Capital Market Compensation Fund)(Contribution)(Amendment) Regulations 2014, Capital Markets and Services Regulations 2012, Capital Markets and Services (Capital Market Compensation Fund) Regulations 2012, Capital Markets and Services (Capital Market Compensation Fund)(Contributions) Regulations 2012, Capital Markets and Services (Fees) Regulations 2012, Capital Markets and Services (Private Retirement Scheme Industry) (Fees) Regulations 2012, Capital Markets and Services (Private Retirement Scheme Industry) Regulations 2012, Capital Markets and Services (Securities Borrowing and Lending) Regulations 2012, Capital Markets and Services (Fees) Regulations 2011, Capital Markets and Services (Dispute Resolution) Regulations 2010, Capital Markets and Services (Price Stabilization Mechanism) (Amendment) Regulations 2010, Capital Markets and Services (Price Stabilization Mechanism) Regulations 2008, Capital Markets And Services (Price Stabilization Mechanism), Capital Markets And Services Regulations 2007 – Corrigendum, Capital Markets and Services Regulations 2007, Capital Markets and Services (Amendment of Schedule 6 and 7) Order 2018, Capital Markets and Services (Amendment of Schedules 2 and 3 Order 2017), Capital Markets and Services (Non-Application of Division 5 of Part VI)(Wholesale Fund)(Amendment) Order 2015, Capital Markets and Services (Amendment of Schedules 5,6 and 7) Order 2012, Capital Markets and Services (Prescription of Capital Market Product) (Islamic Capital Market Product) Order 2012, Capital Markets and Services (Prescription of Islamic Securities) Order 2012, Capital Markets and Services (Non-Application of Division 5 of Part VI) (Whosale Fund) Order 2012, Capital Markets and Services (Non-Application of Division 5 of Part VI) (Business Trust) Order 2012, Capital Markets and Services (Amendment of Schedule 2) Order 2012, Capital Markets and Services (Amendment of Schedule 8) Order 2012, Capital Markets and Services (Index Warrants) Order 2011, Capital Markets And Services (Amendment Of Schedule 3 And 4) Order 2009, Capital Markets And Services (Amendment of Schedule 4) Order 2009, Capital Markets And Services (Non-Application Of Subsection 98(1)) (Exchange Traded Funds) Order 2009, Capital Markets And Services (Non-Application Of Division 5 Of Part VI) (Islamic Bank) Order 2008, Capital Markets And Services (Non-Application Of Division 5 Of Part VI) (Fund Management) Order 2008, Capital Markets and Services (Amendment of Schedule 8) Order 2008, Capital Markets And Services (Non-Application Of Division 5 Of Part VI) Order 2008, Capital Markets And Services (Disapplication Of Division 5 Of Part VI) (Amendment) Order 2008, Declaration of Federation of Investment Managers Malaysia to be a Recognised Self-Regulatory Organisation, Appointment of Date of Coming Into Operation, Capital Markets and Services (Amendment) Act 2012, Capital Markets and Services (Amendment) Act 2011. (A) 89/2018 C.I.F 5 April 2018, Capital Markets and Services (Amendment of Schedule 5) Order 2018, Incorporating latest amendment – P.U. f����X��g��患� J��̀$��H�d Ҍ"@B�(fl���b�x S�HP����2YC;�� i iA �]1�:��8% � �`C �@�`�HA�S� ��S+(5bX�1� ��f.P�)���&�D#��(��@�< �@�i 6 ��1�/t��$���=a?C�OP���m���2���� It is take effect on 28 September 2007 introducer a single licensing regime for capital market intermediaries. CMSA - Capital Markets and Services Act 2007. The website provides information about the different colleges, examinations, examination schedules, etc. c.i.f : 28 September 2007[P.U. �� Income Tax (Deduction for Expenditure on Issuance of Retail Debenture and Retail Sukuk) Rules 2019 A double deduction is given for additional expenditure incurred on the issuance of: or’),,, (B) 342/2007 – all the provisions of the Act comes into operation except Division 2 of Part VI of the Act. 14 of 2007 Government Gazette of Mauritius No. )�it1�k �� ���y��@ϯ�))��_׬���. and about the organisational structure of the CMSA. (A) 475/2012; P.U. CMSA - Capital Markets and Services Act 2007. The Capital Markets and Securities Authority (CMSA) was established by the Capital Markets and Securities Act, 1994 (C... 18 th - Dec - 2020. 6 of 2006, Act No. I. Suruhanjaya Sekuriti Malaysia. 1804 24 A Colleges of Medicine of South Africa (CMSA) workshop on assessment during November 2010 indicated 2 key issues: Transfer of theoretical knowledge into clinical practice is a big challenge. ؑM startxref 0000004052 00000 n 0000006051 00000 n 5 of 2007, Act No. An Act of Parliament to provide for the establishment of an appropriate legal and institutional framework for the management of the environment and for matters connected therewith and incidental thereto [Act No. Deed - The principal deed and any supplemental deed in respect of the Fund made between the (A) 473/2012; P.U. CMSA - Capital Markets and Services Act 2007 (as may be amended, varied, modified, updated and/or superseded from time to time). 1 April 2010 – as the date on which the provision in Division 2 of Part VI of the Act comes into operation. (A) 89/2018) (pdf) Capital Market & Services Act (Unammended Principal Act (Original) (pdf) Capital Markets And Services Act 2007 (Order, Schedule, Regulation, Amendments, Appointment Of Date Of Coming Into Operation) 19 of 2006); Notes: (a) None (A) 118/2015 (CIF: 15 June 2015), Incorporating latest amendment – P.U. sections 229 and 230 of the capital markets and services act 2007 (“cmsa”). CoCos - Refers to contingent convertible securities. (Digital Currency And Digital Token) Order 2019, Capital Markets and Services (Prescription for Excluded Offers and Invitations and Excluded Issues for Seasoned Bonds) Order 2018, Incorporating latest amendment – P.U. 0000006564 00000 n (A) 111/2016 (CIF 27 April 2016), Incorporating latest amendment – P.U. R2-2007-0077 (NPDES Permit No. IBFIM Refers to the Shariah Adviser . (A) 390/2017 C.I.F 22 December 2017, Incorporating latest amendment – P.U. H��SM��0��+��m����J�Y�� p+UQ�ݦj��M�~���Nh�n�R/�a`�y~$�e�~X�;��I�n�쿬�a���gX$��� Licensed commercial banks can register themselves with the Securities Commission of Malaysia (SC) in accordance with the CMSA since some of the activities of commercial banks could involve dealing in securities, advising on corporate finance, the provision of investment advice and fund management (all of which are regulated by the SC pursuant to the Capital Markets and Services Act 2007 (CMSA)). �f���,w� $���O�K��)JS"�H 17 of 2006, Act No. (4) The provisions of the Public Finance Management Act apply to the Service. Capital Markets and Services (Amendment) Act 2015, Capital Markets and Services (Fees)(Amendment) Regulations 2018, Incorporating latest amendment – P.U. 18417-M). 0000000016 00000 n (A) 235/2016 (C.I.F : 7 September 2016), Capital Markets and Services (Dispute Resolution)(Amendment) Regulations 2016, Incorporating latest amendment  – P.U. 9 of the Capital Markets and Services Act 2007 (“CMSA”), as amended from time to time at issuance; and Schedules 6 and 9 of the CMSA thereafter, for the sole purpose of assisting potential investors to decide whether ... deemed to be incorporated by reference herein shall be deemed to be modified or superseded for the purpose of The CMSA offers examinations and regulates post graduate training in all medical specialisations. the Act shall have the meaning so assigned and, unless the context otherwise indicates “accreditation authority” means the South African National Accreditation System (SANAS) established by section 3 of the Accreditation for Conformity Assessment, Calibration and Good Laboratory Practice Act, 2006 (Act No. Deed - The principal and all supplemental deed in respect of the Fund made between us and the Trustee, in which Unit holders agree to be bound by the provisions of the Deed. (A) 133/2017 C.I.F 18 May 2017, Capital Markets and Services (Prescription of Securities and Islamic Securities) (Investment note and Islamic Investment Note) Order 2016, Capital Markets and Services (Amendment of Schedule 3) Order 2015, Capital Markets and Services (Amendment of Schedules 5, 6, 7 and 8) Order 2015, Capital Markets and Services (Amendment of Schedule 1, 2, 3 and 4) Order 2011, Capital Markets And Services (Amendment Of Schedule 5) Order 2009, Capital Market and Services (Amendment) Act 2011, © Copyright Securities Commission Malaysia   |, Securities Industry (Central Depositories) Act 1991, Demutualisation (Kuala Lumpur Stock Exchange) Act 2003 (pdf), Technical Notes, Practice Notes and Circulars, Capital Market Service Related Complaints, Investor Education Radio Series On BFM 89.9, Take-overs Related Publications & Announcements, List of Registered Recognized Market Operators, Statement of SC’s Principles and Standards, Capital Markets and Services Act 2007 (Act 671) (Incorporating latest amendment up to P.U. The website provides information about the different colleges, examinations, examination schedules, etc. CWA - Refers to the unit trust consultants of CIMB-Principal. Deed - The principal and any supplemental deed(s) in respect of the Fund entered into between the Manager and the Trustee. CIMB - means CIMB Investment Bank Berhad (Company No. (A) 306/2017 (c.i.f 10 October 2017), Capital Markets and Services (Capital Market Compensation Fund)(Contribution)(Amendment) Regulations 2016, Incorporating latest amendment –  P.U. (A) 22/2018 C.I.F 1 April 2018, Capital Markets and Services (Prescription of Securities and Islamic Securities)(Investment Note and Islamic Investment Note)(Amendment) Order 2017, Incorporating latest amendment – P.U. SEC Rules & Regulations (2013) (A) 87/2018 (c.i.f 5 April 2018), Incorporating latest amendment – P.U. pursuant to section 58 of the Capital Markets and Services Act 2007 (CMSA). x�b```b``�d`e`����ˀ �,l@�1����(���� �8�,� Deposit - As per the definition of “deposit” in the Financial Services Act 2013 and “Islamic deposit” in the Islamic Financial Services Act … EXTENSION OF DEADLINE FOR COMPLETION OF THE CAPITAL MARKETS UNIVERSITIES AND OTHER HIGHER LEARNING INSTITUTIONS CHALLENGE TO 15th NOVEMBER 2020. 0000002106 00000 n This disambiguation page lists articles associated with the title CMSA. 346.595092 Disclaimer CMSA - Capital Markets and Services Act 2007. It is available only to private companies, but also excludes companies that are holders of licences issued under the FSA and the Capital Markets and Services Act 2007 (CMSA). 28 September 2007 introducer A single licensing regime for Capital market intermediaries African official language 671 ) ( Incorporating amendment. 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